Practice Assurance and Money Laundering

Date: 11th October 2019 - Access Recording

Already a member?

Login Now

New User?

Register your account here.

Register Now

Not yet a member?

Call us on T. +44 (0) 121 314 2020 to discuss individual webinar booking prices and membership options.

Join Now

Objectives This webinar will ensure that delegates understand the issues involved and the approach adopted in a QAD Practice Assurance (PA) visit and/or a QAD Audit visit. Course Programme
  • Review of the Practice Assurance principles and of what QAD expect to find on a PA visit
  • An update explaining the changes to QAD PA procedures
  • The results of QAD PA visits
  • The common issues which QAD come across on PA visits and which they refer to in their regular reports including illustrative cases
  • A refresher of ICAEW ethical guidance and requirements
  • Compilation and assurance review engagements
  • The session will also briefly consider the ongoing deficiencies that they regularly find in audit files.
Who should attend? This course is aimed at all practitioners working in a practice subject to visits by ICAEW’s QAD (Quality Assurance Department). Practices regulated by ACCA should also find the Webinar useful as ACCA feedback is similar to that from QAD.

Money Laundering Update Content

This webinar will provide an understanding of how fraud and money laundering take place, what steps can be taken to guard against it and what responsibilities you have under the law. Course Programme
  • The money laundering regime in the UK
  • The offences and the defences
  • Anti money laundering systems and controls within the professional practice
    • Recognising the signs
    • Due diligence
    • Jurisdictions to be wary of
    • Areas of concern for the accountant
  • Money laundering reports, cessation of work and consent
  • Recent cases on money laundering

Pricing

2020 Member Included with 2020 Membership
Non-member £75 + VAT